VerdictStats

Securities and Exchange Commission

SEC v. American Patriot Brands, Inc.

Settled$236KDisgorgementFiled: March 16, 2023

J. Bernard Rice, an alleged former executive of American Patriot Brands, Inc., appears to have violated the antifraud provisions of Section 17(a) of the Securities Act of 1933 and Section 10(b) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder.

Summary generated from official Securities and Exchange Commission press release

Source: Securities and Exchange Commission Press Release ↗

Dates

Filed
March 16, 2023
Resolved
March 13, 2026
Published
March 17, 2026

Case Details

Industry
Other
Penalty Type
Disgorgement