Securities and Exchange Commission Enforcement Actions — 2020
Showing 1–11 of 11 cases
Case NameOutcomePenaltyDate Filed
SEC v. Ripple Labs, Inc.Settled—Dec 2020 · SEC
SEC v. Ripple Labs, Inc.Settled—Dec 2020
SEC v. Ripple Labs, Inc.Settled$125MDec 2020 · SEC
SEC v. Ripple Labs, Inc.Settled$125MDec 2020
SEC v. SAExploration Holdings, Inc.Settled$8.1MOct 2020 · SEC
SEC v. SAExploration Holdings, Inc.Settled$8.1MOct 2020
SEC v. Rand HecklerSettled—Sep 2020 · SEC
SEC v. Rand HecklerSettled—Sep 2020
SEC v. Drew Morgan CiccarelliSettled$35KSep 2020 · SEC
SEC v. Drew Morgan CiccarelliSettled$35KSep 2020
SEC v. Ongkaruck SripetchSettled—Sep 2020 · SEC
SEC v. Ongkaruck SripetchSettled—Sep 2020
SEC v. John M. FifeDismissed—Sep 2020 · SEC
SEC v. John M. FifeDismissed—Sep 2020
SEC v. Jack BrewerPending$35KAug 2020 · SEC
SEC v. Jack BrewerPending$35KAug 2020
SEC v. Bluepoint Investment Counsel, LLCUnknown—Jan 2020 · SEC
SEC v. Bluepoint Investment Counsel, LLCUnknown—Jan 2020
SEC v. Edward S. WalczakUnknown—Jan 2020 · SEC
SEC v. Edward S. WalczakUnknown—Jan 2020
SEC v. Sergii “Sergey” GrybniakSettled$100KJan 2020 · SEC
SEC v. Sergii “Sergey” GrybniakSettled$100KJan 2020