VerdictStats

Securities and Exchange Commission Enforcement Actions — 2021

Showing 1–29 of 29 cases

SEC v. Medallion Financial Corp.Settled—Dec 2021 · SEC
SEC v. Vladislav KliushinSettled—Dec 2021 · SEC
SEC v. American Renal Holdings Associates, Inc.Settled—Dec 2021 · SEC
SEC v. AuzinsSettled$412KDec 2021 · SEC
SEC v. Kenneth WelshSettled$2MOct 2021 · SEC
SEC v. CanaFarma Hemp Products Corp.Settled—Oct 2021 · SEC
SEC v. Vitaly FargesenSettled—Oct 2021 · SEC
SEC v. Suyun GuSettled—Sep 2021 · SEC
SEC v. Richard XiaSettled—Sep 2021 · SEC
SEC v. Choice Advisors, LLC and Matthias O’MearaSettled—Sep 2021 · SEC
SEC v. Timothy PageSettled—Sep 2021 · SEC
SEC v. James R. Collins and Robert F. DiMeoSettled$67.2MSep 2021 · SEC
SEC v. Biogenic, Inc.Settled—Sep 2021 · SEC
SEC v. Leena JaitleySettled$673KSep 2021 · SEC
SEC v. Evarist C. AmahSettled—Aug 2021 · SEC
SEC v. Frederick L. SharpSettled—Aug 2021 · SEC
SEC v. Luis Jimenez CarrilloSettled$50KAug 2021 · SEC
SEC v. Trevor R. MiltonDismissed—Jul 2021 · SEC
SEC v. Mikhail KokorichSettled—Jul 2021 · SEC
SEC v. WatsonSettled$75KJul 2021 · SEC
SEC v. WatsonPending—Jul 2021 · SEC
SEC v. Barrington Asset ManagementDismissed—Jun 2021 · SEC
SEC v. Ofer AbarbanelSettled$106.5MJun 2021 · SEC
SEC v. Saied JaberianSettled$67KJun 2021 · SEC
SEC v. Saied JaberianPending—Jun 2021 · SEC
SEC v. Anthony CaineSettled—May 2021 · SEC
SEC v. QuartararoSettled$20KApr 2021 · SEC
SEC v. Airborne Wireless NetworkSettled—Mar 2021 · SEC
SEC v. GPB Capital Holdings, LLCPending—Feb 2021 · SEC