VerdictStats

Securities and Exchange Commission Enforcement Actions — 2024

Showing 1–50 of 176 cases

SEC v. FarnsworthSettled—Dec 2024 · SEC
SEC v. Silver Point Capital, L.P.Dismissed—Dec 2024 · SEC
SEC v. Silver Point Capital, L.P.Dismissed—Dec 2024 · SEC
SEC v. Dolphin Associates III, LLC and Donald T. NetterPending—Dec 2024 · SEC
SEC v. Sai-Hong Ignatius OuSettled$1.5MDec 2024 · SEC
SEC v. Curt Ludwig DewitzSettled$70KDec 2024 · SEC
SEC v. Historic Asset Placement Services Global, LLCPending—Dec 2024 · SEC
SEC v. Cast Your Nets MinistriesPending—Dec 2024 · SEC
SEC v. CobbSettled—Dec 2024 · SEC
SEC v. Eric McKenzie CobbPending—Dec 2024 · SEC
SEC v. John S. ClaytonPending—Dec 2024 · SEC
SEC v. Chibuzo Augustine OnyeachonamPending—Dec 2024 · SEC
SEC v. Ken PetermanPending—Dec 2024 · SEC
SEC v. Frederick Tayton DencerPending—Dec 2024 · SEC
SEC v. Christopher Booth KennedySettled$958KDec 2024 · SEC
SEC v. Steve A. Smith, Jr.Settled—Dec 2024 · SEC
SEC v. Ian G. BellSettled$340KDec 2024 · SEC
SEC v. Steve A. Smith, Jr.Pending—Dec 2024 · SEC
SEC v. Ian G. BellPending—Dec 2024 · SEC
SEC v. David BanisterPending—Dec 2024 · SEC
SEC v. Maurizio Chiriva-InternatiSettled$125KDec 2024 · SEC
SEC v. Brad Hare, Mammoth West CorporationSettled—Nov 2024 · SEC
SEC v. Stephen Kenneth LeechPending—Nov 2024 · SEC
SEC v. James BurlesonPending—Nov 2024 · SEC
SEC v. James D. BurlesonSettled—Nov 2024 · SEC
SEC v. David KushnerPending—Nov 2024 · SEC
SEC v. Eng Taing and Touzi Capital, LLCPending—Nov 2024 · SEC
SEC v. AdaniPending—Nov 2024 · SEC
SEC v. Ian MitchellSettled$325KNov 2024 · SEC
SEC v. Frank IgwealorPending—Nov 2024 · SEC
SEC v. Robert Brian ThompsonSettled$585KNov 2024 · SEC
SEC v. Robert Brian ThompsonPending—Nov 2024 · SEC
SEC v. Carlos SacanellPending$617KOct 2024 · SEC
SEC v. Pannon Investment Advisors LLC and Dusan VargaPending—Oct 2024 · SEC
SEC v. The Lovesac CompanySettled—Oct 2024 · SEC
SEC v. Fruit Street Health, P.B.C.Pending—Oct 2024 · SEC
SEC v. Ryan ChoiSettled—Oct 2024 · SEC
SEC v. Baris CabalarPending—Oct 2024 · SEC
SEC v. Matthew GroomSettled$13KOct 2024 · SEC
SEC v. Destiny Robotics Corp.Settled$50KOct 2024 · SEC
SEC v. Ruimin XieSettled$59KOct 2024 · SEC
SEC v. Norman V. MeierSettled$5MOct 2024 · SEC
SEC v. Jeffrey ArsenaultPending—Oct 2024 · SEC
SEC v. Norman V. MeierPending—Oct 2024 · SEC
SEC v. Cumberland DRW LLCDismissed—Oct 2024 · SEC
SEC v. Cumberland DRW LLCPending—Oct 2024 · SEC
SEC v. ZM Quant Investment Ltd.Pending—Oct 2024 · SEC
SEC v. CLS Global FZC LLC and Andrey ZhorzhesPending—Oct 2024 · SEC
SEC v. Vy PhamPending—Oct 2024 · SEC
SEC v. CLS Global FZC LLC and Andrey ZhorzhesSettled—Oct 2024 · SEC