Financial Industry Regulatory Authority
In the Matter of Danish Rauf
Settled
Danish Rauf allegedly refused to produce information and documents requested by FINRA in connection with its investigation into whether he participated in soliciting investments into an undisclosed outside business activity (OBA).
Summary generated from official Financial Industry Regulatory Authority press release
Source: Financial Industry Regulatory Authority Press Release ↗Dates
Resolved
March 4, 2026
Published
March 4, 2026
Case Details
Industry
Finance