Financial Industry Regulatory Authority
In the Matter of Patrick Michael Roraff
Unknown
Patrick Michael Roraff allegedly failed to comply with an arbitration award or related settlement or an Order of Restitution or Settlement Providing for Restitution pursuant to FINRA Rule Series 9554, according to FINRA.
Summary generated from official Financial Industry Regulatory Authority press release
Source: Financial Industry Regulatory Authority Press Release ↗Parties
Defendants / Respondents
- Patrick Michael Roraff
Dates
Published
January 26, 2026
Case Details
Industry
Finance