Securities and Exchange Commission
SEC v. Bear Stearns & Co. Inc.
Settled
Bear Stearns & Co. Inc. and other firms were part of a global settlement of SEC and other enforcement actions. The SEC consented to modifications to the October 2003 and September 2004 final judgments against settling firms still covered by the Global Research Analyst Settlement.
Summary generated from official Securities and Exchange Commission press release
Source: Securities and Exchange Commission Press Release ↗Parties
Defendants / Respondents
- Bear, Stearns & Co. Inc.
- J.P. Morgan Securities Inc.
- Lehman Brothers, Inc.
- Merrill Lynch, Pierce, Fenner & Smith Incorporated
- U.S. Bancorp Piper Jaffray, Inc.
- UBS Securities LLC
- Goldman Sachs & Co.
- Citigroup Global Markets Inc.
- Credit Suisse First Boston LLC
- Morgan Stanley & Co. Incorporated
- Deutsche Bank Securities Inc.
- Thomas Weisel Partners LLC
Dates
Resolved
December 4, 2025
Published
December 5, 2025
Case Details
Industry
Finance