Securities and Exchange Commission
SEC v. Gene Daniel Levoff
Settled$1.1MFineFiled: February 12, 2019
Gene Daniel Levoff allegedly traded Apple securities ahead of three quarterly earnings announcements in 2015 and 2016 and made approximately $382,000 in combined profits and losses avoided. According to the complaint, Levoff was responsible for securities laws compliance at Apple, including compliance with insider trading laws.
Summary generated from official Securities and Exchange Commission press release
Source: Securities and Exchange Commission Press Release ↗Parties
Defendants / Respondents
- Gene Daniel Levoff
Dates
Filed
February 12, 2019
Resolved
July 1, 2024
Published
July 8, 2024
Case Details
Industry
Technology
Penalty Type
Fine