Securities and Exchange Commission
SEC v. James R. Harrold
Settled$3.8MDisgorgementFiled: September 6, 2001
James R. Harrold and the entity defendants he owned and controlled allegedly raised at least $2 million from investors nationwide in connection with a prime bank scheme, according to the SEC.
Summary generated from official Securities and Exchange Commission press release
Source: Securities and Exchange Commission Press Release ↗Parties
Defendants / Respondents
- James R. Harrold
- Franklin Management and Consulting, LLC
- Accipter, LLC
- Franklin Asset Management and Consulting, LLC
- Franklin Management and Consulting, Inc.
- Concord Development Group, LLC
Dates
Filed
September 6, 2001
Resolved
September 10, 2025
Published
September 23, 2025
Case Details
Industry
Finance
Penalty Type
Disgorgement