Securities and Exchange Commission
SEC v. Phillip W. Offill, Jr. and Justin W. Herman
Dismissed$1.1MDisgorgementFiled: January 18, 2022
Phillip W. Offill, Jr. and Justin W. Herman were charged with misappropriating and selling millions of shares of a penny stock company using forged documents and sham agreements, according to SEC.
Summary generated from official Securities and Exchange Commission press release
Source: Securities and Exchange Commission Press Release ↗Parties
Defendants / Respondents
- Phillip W. Offill, Jr.
- Justin W. Herman
Dates
Filed
January 18, 2022
Resolved
January 30, 2025
Published
February 19, 2025
Case Details
Industry
Finance
Penalty Type
Disgorgement