Securities and Exchange Commission
SEC v. Ronald Smith
PendingFiled: March 30, 2026
Ronald Smith allegedly tipped material nonpublic information misappropriated from the laptop of an employee of a New York-based investment bank to trade in the securities of at least two public companies; according to the SEC, he traded based on the material nonpublic information and generated approximately $530,000 in illicit profits.
Summary generated from official Securities and Exchange Commission press release
Source: Securities and Exchange Commission Press Release ↗Dates
Filed
March 30, 2026
Published
March 30, 2026
Case Details
Industry
Finance