VerdictStats

Securities and Exchange Commission

SEC v. Ronald Smith

PendingFiled: March 30, 2026

Ronald Smith allegedly tipped material nonpublic information misappropriated from the laptop of an employee of a New York-based investment bank to trade in the securities of at least two public companies; according to the SEC, he traded based on the material nonpublic information and generated approximately $530,000 in illicit profits.

Summary generated from official Securities and Exchange Commission press release

Source: Securities and Exchange Commission Press Release ↗

Dates

Filed
March 30, 2026
Published
March 30, 2026

Case Details

Industry
Finance