Securities and Exchange Commission
SEC v. Scott Jeffrey Mason
Settled$17.7MDisgorgementFiled: January 16, 2025
Scott Jeffrey Mason allegedly misappropriated millions of dollars in client funds for his personal use, including purchase of a share of a miniature golf course and personal expenses such as country club dues and credit card debt, according to the SEC.
Summary generated from official Securities and Exchange Commission press release
Source: Securities and Exchange Commission Press Release ↗Parties
Defendants / Respondents
- Scott Jeffrey Mason
- Rubicon Wealth Management, LLC
- Orchard Park Real Estate Holdings LLC
Dates
Filed
January 16, 2025
Resolved
December 11, 2025
Published
December 19, 2025
Case Details
Industry
Finance
Penalty Type
Disgorgement