Securities and Exchange Commission
SEC v. Stuart Frost
Settled$150KFineFiled: August 13, 2019
Stuart Frost allegedly defrauded five private venture capital funds and the funds’ investors of over $14 million by charging undisclosed and excessive incubator fees to start-up companies in which the funds invested, in breach of his fiduciary duties to his clients, according to the SEC.
Summary generated from official Securities and Exchange Commission press release
Source: Securities and Exchange Commission Press Release ↗Dates
Filed
August 13, 2019
Resolved
March 10, 2026
Published
March 24, 2026
Case Details
Industry
Finance
Penalty Type
Fine