VerdictStats

Securities and Exchange Commission

SEC v. Virtu Financial Inc.

SettledFiled: September 11, 2023

Virtu Americas LLC allegedly failed to establish, maintain, and enforce policies and procedures reasonably designed to ensure that its proprietary traders could not access material nonpublic information of Virtu Americas’ customer orders. According to the SEC, this conduct occurred from at least January 2018 through April 2019.

Summary generated from official Securities and Exchange Commission press release

Source: Securities and Exchange Commission Press Release ↗

Parties

Defendants / Respondents
  • Virtu Americas LLC
  • Virtu Financial, Inc.

Dates

Filed
September 11, 2023
Resolved
December 1, 2025
Published
December 3, 2025

Case Details

Industry
Finance
Penalty Type
Fine