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Securities and Exchange Commission
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2001
Securities and Exchange Commission Enforcement Actions — 2001
Showing 1–1 of 1 cases
Case Name
Outcome
Penalty
Date Filed
SEC v. James R. Harrold
Settled
$3.8M
Sep 2001 · SEC
SEC v. James R. Harrold
Settled
$3.8M
Sep 2001