VerdictStats

Securities and Exchange Commission Enforcement Actions — 2026

Showing 1–32 of 32 cases

SEC v. Charles J. Cole, Torben M. Welch, et al.Pending—Jun 2026 · SEC
SEC v. John Sterling Myers; Sterling Capital, LLC; and Sterling Capital Management, LLCPending—Jun 2026 · SEC
SEC v. JianQing LiPending—Jun 2026 · SEC
SEC v. Phoenix American Hospitality, LLC and William Lee NelsonSettled—Jun 2026 · SEC
SEC v. Nathan FullerPending—May 2026 · SEC
SEC v. Oskar Elmgart and Raymond LeibmanSettled—May 2026 · SEC
SEC v. Reign Financial International, LLC, et al.Settled—May 2026 · SEC
SEC v. Nicolo Nourafchan, et al.Pending—May 2026 · SEC
SEC v. Anthony J. CataldoSettled$30KApr 2026 · SEC
SEC v. Aaron Verdugo, et al.Settled—Apr 2026 · SEC
SEC v. Jon FullenkampPending—Mar 2026 · SEC
SEC v. Michael A. Smith and Douglas Joshua DaltonPending—Mar 2026 · SEC
SEC v. Ronald SmithPending—Mar 2026 · SEC
SEC v. John OlsenPending—Mar 2026 · SEC
SEC v. Krish KumarSettled—Mar 2026 · SEC
SEC v. Paul W. JorgensenSettled—Mar 2026 · SEC
SEC v. Jeffrey PuzzulloSettled—Mar 2026 · SEC
SEC v. Joel CastellanosSettled$150KFeb 2026 · SEC
SEC v. Christopher B. Ferguson and Brian P. McFaddenSettled—Feb 2026 · SEC
SEC v. C-Hear, Inc.Pending—Feb 2026 · SEC
SEC v. Saumil ThakkarPending—Feb 2026 · SEC
SEC v. CBA Pharma, Inc.Pending—Feb 2026 · SEC
SEC v. Ejiro Ode OkumaSettled—Jan 2026 · SEC
SEC v. Satish AppalakuttyPending—Jan 2026 · SEC
SEC v. MathewsPending—Jan 2026 · SEC
SEC v. Vikram LutharPending—Jan 2026 · SEC
SEC v. Brian J. SuthoffSettled$20KJan 2026 · SEC
SEC v. Lawrence Anthony DiMatteoPending—Jan 2026 · SEC
SEC v. Brett RosenPending—Jan 2026 · SEC
SEC v. Sumit RaiPending—Jan 2026 · SEC
SEC v. Hong (John) WangPending—Jan 2026 · SEC
SEC v. Shannon IllingworthSettled$100KJan 2026 · SEC