VerdictStats
Agencies
Industries
Stats
Securities and Exchange Commission Statistics
530
Total Cases
$626.2M
Total Penalties
$4.5M
Average Penalty
Settled
Most Common Outcome
Cases by Year
Recent Cases
SEC v. John D. Fierro and JDF Capital, Inc.
Settled
$5.9M
— · SEC
SEC v. John D. Fierro and JDF Capital, Inc.
Settled
$5.9M
—
SEC v. Shaohua (Michael) Yin
Settled
—
— · SEC
SEC v. Shaohua (Michael) Yin
Settled
—
—
SEC v. Archer-Daniels-Midland Company, Vince Macciocchi, Ray Young, and Vikram Luthar
Settled
$40M
— · SEC
SEC v. Archer-Daniels-Midland Company, Vince Macciocchi, Ray Young, and Vikram Luthar
Settled
$40M
—
SEC v. Bear Stearns & Co. Inc.
Settled
—
— · SEC
SEC v. Bear Stearns & Co. Inc.
Settled
—
—
SEC v. Charles J. Cole, Torben M. Welch, et al.
Pending
—
Jun 2026 · SEC
SEC v. Charles J. Cole, Torben M. Welch, et al.
Pending
—
Jun 2026
SEC v. JianQing Li
Pending
—
Jun 2026 · SEC
SEC v. JianQing Li
Pending
—
Jun 2026
SEC v. John Sterling Myers; Sterling Capital, LLC; and Sterling Capital Management, LLC
Pending
—
Jun 2026 · SEC
SEC v. John Sterling Myers; Sterling Capital, LLC; and Sterling Capital Management, LLC
Pending
—
Jun 2026
SEC v. Phoenix American Hospitality, LLC and William Lee Nelson
Settled
—
Jun 2026 · SEC
SEC v. Phoenix American Hospitality, LLC and William Lee Nelson
Settled
—
Jun 2026
SEC v. Nathan Fuller
Pending
—
May 2026 · SEC
SEC v. Nathan Fuller
Pending
—
May 2026
SEC v. Oskar Elmgart and Raymond Leibman
Settled
—
May 2026 · SEC
SEC v. Oskar Elmgart and Raymond Leibman
Settled
—
May 2026
View all Securities and Exchange Commission cases →