VerdictStats
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Stats
Securities and Exchange Commission Statistics
495
Total Cases
$625.4M
Total Penalties
$4.7M
Average Penalty
Settled
Most Common Outcome
Cases by Year
Recent Cases
SEC v. John D. Fierro and JDF Capital, Inc.
Settled
$5.9M
— · SEC
SEC v. John D. Fierro and JDF Capital, Inc.
Settled
$5.9M
—
SEC v. Shaohua (Michael) Yin
Settled
—
— · SEC
SEC v. Shaohua (Michael) Yin
Settled
—
—
SEC v. Archer-Daniels-Midland Company, Vince Macciocchi, Ray Young, and Vikram Luthar
Settled
$40M
— · SEC
SEC v. Archer-Daniels-Midland Company, Vince Macciocchi, Ray Young, and Vikram Luthar
Settled
$40M
—
SEC v. Bear Stearns & Co. Inc.
Settled
—
— · SEC
SEC v. Bear Stearns & Co. Inc.
Settled
—
—
SEC v. Paul W. Jorgensen
Settled
—
Mar 2026 · SEC
SEC v. Paul W. Jorgensen
Settled
—
Mar 2026
SEC v. Jeffrey Puzzullo
Settled
—
Mar 2026 · SEC
SEC v. Jeffrey Puzzullo
Settled
—
Mar 2026
SEC v. Joel Castellanos
Settled
$150K
Feb 2026 · SEC
SEC v. Joel Castellanos
Settled
$150K
Feb 2026
SEC v. Christopher B. Ferguson and Brian P. McFadden
Settled
—
Feb 2026 · SEC
SEC v. Christopher B. Ferguson and Brian P. McFadden
Settled
—
Feb 2026
SEC v. C-Hear, Inc.
Pending
—
Feb 2026 · SEC
SEC v. C-Hear, Inc.
Pending
—
Feb 2026
SEC v. Saumil Thakkar
Pending
—
Feb 2026 · SEC
SEC v. Saumil Thakkar
Pending
—
Feb 2026
View all Securities and Exchange Commission cases →